Click on registrant name to view notice (PDF).
| Registrant and Registration Number | Type | Date |
| Mah, George (***13) | Consent Agreement – Updated | 2023-04-24 |
| Iorio, Stefan (***25) | Extraordinary Action – Updated | 2021-07-07 |
| Rezania, Shahab (***06) | Extraordinary Action – Updated | 2021-06-15 |
| Rezvani, Ahmad (***51) | Extraordinary Action – Updated | 2021-06-17 |
| Ramadass, Muralidharan (***62) | Extraordinary Action – Updated | 2020-12-10 |
| Bains, Jagroop (***48) | Extraordinary Action – Updated | 2020-09-22 |
| Mitchell, Rodney (***10) | Consent Agreement | 2020-03-31 |
| Witvoet, Stephen (***27) | Consent Agreement | 2020-03-26 |
| Witvoet, Stephen (***27) | Extraordinary Action – Updated | 2019-07-02 |
| Phachu, Chetan (***35) | Extraordinary Action – Updated | 2019-06-18 |
| McFadyen, Ross (***66) | Extraordinary Action – Updated | 2019-05-13 |
| Wong, Amanda (***01) | Extraordinary Action – Updated | 2019-03-05 |
| Wong, Waymen (***12) | Consent Agreement | 2018-11-20 |
